-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJUkbdO9WNp835cHL4zdgfhfaOLr6g9mzi4ymss1b6Ibr6seR2Uo+N3cFp2eVPu1 m5tpDKC5D9m7heb0gta/jw== 0001011814-09-000005.txt : 20090217 0001011814-09-000005.hdr.sgml : 20090216 20090217113057 ACCESSION NUMBER: 0001011814-09-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US GLOBAL INVESTORS FUNDS CENTRAL INDEX KEY: 0000101507 IRS NUMBER: 741619375 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55111 FILM NUMBER: 09608630 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN ROAD STREET 2: P.O. BOX 781234 CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD STREET 2: P.O. BOX 781234 CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: US GLOBAL INVESTORS INC/ TX DATE OF NAME CHANGE: 19970224 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES GOLD SHARES INC DATE OF NAME CHANGE: 19841106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KINETICS ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001011814 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133878346 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 kineticsthirteengusglobaln.txt KINETICSTHIRTEENTGUSGLOBALN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Issuer-U.S. Global Investors Inc. Securities Class-common stock class A CUSIP Number-902952100 Event Requiring Filing -September 2007 Filed pursuant to Rule 13d-1(b) CUSIP Number 902952100 Reporter- Kinetics Asset Management, Inc. Tax ID#13-3878346 Place of Organization-New York Number of Shares-sole voting power-2,261,158 Sole dispositive power-2,261,158 Amount beneficially owned-2,261,158 Percent of Class represented by above-16.36% Type of Reporting Person-IA Name of Issuer-U.S. Global Investors, Inc. Address of Issuer-7900 Callaghan Road, San Antonio, Texas 78229 Name of Person Filing-Kinetics Asset Management, Inc. Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-New York Securities Class-common stock class A Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-2,261,158 Percent of class-16.36% sole voting power-2,261,158 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-2,261,158 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-February 17, 2009 Signature-Andrew M. Fishman Title-Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----